The Regulation of Money Managers: Mutual Funds and Advisers, 3rd Edition; 4 volume set by Tamar Frankel and Arthur B. Laby - 2016

Wolters Kluwer, 2016. New. Loose-leaf Pages in a Ring Binder. In this book, authors Frankel and Laby present readers with the third edition of their four-volume comprehensive examination of the Investment Company Act, The Investment Advisers Act, and the contemporary regulation of mutual funds and their managers. This third edition updates prior editions published in 1978 and 2001 with new chapters on exchange-traded funds, compliance, and extraterritorial regulation of investment advisers and investment companies, as well as numerous other updates. The thirty-six chapters that make up the text of the four volumes cover the general powers of the SEC to exempt, the definition of an investment adviser under the Investment Advisers Act, fraud under the Advisers Act, and a wide variety of other related subjects. Tamar Frankel is a faculty member of Boston University in Massachusetts. Arthur B. Laby is a faculty member of Rutgers University in New Jersey. (2016 Ringgold, Inc., Portland, OR)