Skip to content

Series 7 Exam for Dummies [With CD-ROM]
Stock Photo: Cover May Be Different

Series 7 Exam for Dummies [With CD-ROM] Paperback - 2007

by Steven M. Rice


Summary

In order to become a stockbroker and sell securities, you must first pass the Series 7 exam--a 6-hour, 250-question monstrosity. Unlike many standardized tests, the Series 7 exam is harder than it seems, and people who score below 70% must retake the test, having to wait at least a month before retaking it and paying hefty registration fees. Luckily, there's Series 7 Exam For Dummies--the perfect guide that not only shows you how to think like a financial advisor but also like the test designers. Rather than an all-encompassing, comprehensive textbook, this guide covers only what's on the test, offering formulas, tips, and basic info you need to study. It empowers you with the ability to think each problem through and get to the bottom of what's being asked, providing you with everything you need and want to know about: Distribution of profits Types of securities offerings Investing in all types of stock Bond types, prices, yields, and risks Handling margin accounts Characteristics of different investment companies Direct Participation Programs and other types of partnerships Option selling, buying, and trading Security analysis and security markets Packed with valuable information and know-how, this no-nonsense guide provides a full-length practice exam with answers and explanations. A bonus CD with another simulated practice test is also included. Whether you're preparing to take the test for the first time or the fourth time, Series 7 For Dummies is the book for you! Note: CD-ROM/DVD and other supplementary materials are not included as part of eBook file. Note: CD-ROM/DVD and other supplementary materials are not included.

From the publisher

In order to become a stockbroker and sell securities, you must first pass the Series 7 exam--a 6-hour, 250-question monstrosity. Unlike many standardized tests, the Series 7 exam is harder than it seems, and people who score below 70% must retake the test, having to wait at least a month before retaking it and paying hefty registration fees.

Luckily, there's Series 7 Exam For Dummies--the perfect guide that not only shows you how to think like a financial advisor but also like the test designers. Rather than an all-encompassing, comprehensive textbook, this guide covers only what's on the test, offering formulas, tips, and basic info you need to study. It empowers you with the ability to think each problem through and get to the bottom of what's being asked, providing you with everything you need and want to know about:

  • Distribution of profits
  • Types of securities offerings
  • Investing in all types of stock
  • Bond types, prices, yields, and risks
  • Handling margin accounts
  • Characteristics of different investment companies
  • Direct Participation Programs and other types of partnerships
  • Option selling, buying, and trading
  • Security analysis and security markets

Packed with valuable information and know-how, this no-nonsense guide provides a full-length practice exam with answers and explanations. A bonus CD with another simulated practice test is also included. Whether you're preparing to take the test for the first time or the fourth time, Series 7 For Dummies is the book for you!

Note: CD-ROM/DVD and other supplementary materials are not included as part of eBook file.

Details

  • Title Series 7 Exam for Dummies [With CD-ROM]
  • Author Steven M. Rice
  • Binding Paperback
  • Edition PAP/CDR
  • Pages 356
  • Volumes 1
  • Language ENG
  • Publisher For Dummies, Hoboken, N.J
  • Date 2007
  • Illustrated Yes
  • ISBN 9780470099322 / 0470099321
  • Weight 1.42 lbs (0.64 kg)
  • Dimensions 10.92 x 8.28 x 0.96 in (27.74 x 21.03 x 2.44 cm)
  • Library of Congress subjects Stockbrokers - United States, Securities - United States - Examinations
  • Library of Congress Catalog Number 2006939440
  • Dewey Decimal Code 332.632

About the author

Steven M. Rice is a partner and educator in the Empire Stockbroker Training Institute, one of the largest and most successful securities training schools in the country.
Back to Top

More Copies for Sale

Series 7 Exam For Dummies
Stock Photo: Cover May Be Different

Series 7 Exam For Dummies

by Rice, Steven M.

  • Used
Condition
Used - Good
ISBN 10 / ISBN 13
9780470099322 / 0470099321
Quantity Available
1
Seller
Frederick, Maryland, United States
Seller rating:
This seller has earned a 4 of 5 Stars rating from Biblio customers.
Item Price
$4.45
$3.99 shipping to USA

Show Details

Description:
For Dummies. Used - Good. Good condition. With CD! A copy that has been read but remains intact. May contain markings such as bookplates, stamps, limited notes and highlighting, or a few light stains.
Item Price
$4.45
$3.99 shipping to USA
Series 7 Exam for Dummies
Stock Photo: Cover May Be Different

Series 7 Exam for Dummies

by Rice, Steven M

  • Used
Condition
Used - Good
ISBN 10 / ISBN 13
9780470099322 / 0470099321
Quantity Available
1
Seller
Reno, Nevada, United States
Seller rating:
This seller has earned a 5 of 5 Stars rating from Biblio customers.
Item Price
$5.00
FREE shipping to USA

Show Details

Description:
Wiley & Sons, Incorporated, John. Used - Good. Used book that is in clean, average condition without any missing pages.
Item Price
$5.00
FREE shipping to USA
Series 7 Exam for Dummies
Stock Photo: Cover May Be Different

Series 7 Exam for Dummies

by Rice, Steven M

  • Used
Condition
Used - Good
ISBN 10 / ISBN 13
9780470099322 / 0470099321
Quantity Available
1
Seller
Mishawaka, Indiana, United States
Seller rating:
This seller has earned a 5 of 5 Stars rating from Biblio customers.
Item Price
$5.00
FREE shipping to USA

Show Details

Description:
Wiley & Sons, Incorporated, John. Used - Good. Used book that is in clean, average condition without any missing pages.
Item Price
$5.00
FREE shipping to USA
Series 7 Exam For Dummies
Stock Photo: Cover May Be Different

Series 7 Exam For Dummies

by Rice, Steven M

  • Used
  • Acceptable
  • Paperback
Condition
Used - Acceptable
Binding
Paperback
ISBN 10 / ISBN 13
9780470099322 / 0470099321
Quantity Available
1
Seller
Kingwood, Texas, United States
Seller rating:
This seller has earned a 5 of 5 Stars rating from Biblio customers.
Item Price
$6.32
FREE shipping to USA

Show Details

Description:
For Dummies, 2007-04-09. Paperback. Acceptable. 132x15x174.
Item Price
$6.32
FREE shipping to USA
Series 7 Exam For Dummies
Stock Photo: Cover May Be Different

Series 7 Exam For Dummies

by Rice, Steven M

  • Used
  • Acceptable
  • Paperback
Condition
Used - Acceptable
Binding
Paperback
ISBN 10 / ISBN 13
9780470099322 / 0470099321
Quantity Available
1
Seller
Memphis, Tennessee, United States
Seller rating:
This seller has earned a 5 of 5 Stars rating from Biblio customers.
Item Price
$6.32
FREE shipping to USA

Show Details

Description:
For Dummies, 2007-04-09. paperback. Acceptable. 8x0x10.
Item Price
$6.32
FREE shipping to USA
Series 7 Exam for Dummies

Series 7 Exam for Dummies

by Steven M. Rice

  • Used
  • good
  • Paperback
Condition
Used - Good
Binding
Paperback
ISBN 10 / ISBN 13
9780470099322 / 0470099321
Quantity Available
1
Seller
Seattle, Washington, United States
Seller rating:
This seller has earned a 4 of 5 Stars rating from Biblio customers.
Item Price
$6.84
FREE shipping to USA

Show Details

Description:
Wiley & Sons, Incorporated, John, 2007. Paperback. Good. Pages can have notes/highlighting. Spine may show signs of wear. ~ ThriftBooks: Read More, Spend Less.Dust jacket quality is not guaranteed.
Item Price
$6.84
FREE shipping to USA
Series 7 Exam for Dummies

Series 7 Exam for Dummies

by Steven M. Rice

  • Used
  • very good
  • Paperback
Condition
Used - Very Good
Binding
Paperback
ISBN 10 / ISBN 13
9780470099322 / 0470099321
Quantity Available
1
Seller
Seattle, Washington, United States
Seller rating:
This seller has earned a 4 of 5 Stars rating from Biblio customers.
Item Price
$6.84
FREE shipping to USA

Show Details

Description:
Wiley & Sons, Incorporated, John, 2007. Paperback. Very Good. May have limited writing in cover pages. Pages are unmarked. ~ ThriftBooks: Read More, Spend Less.Dust jacket quality is not guaranteed.
Item Price
$6.84
FREE shipping to USA
Series 7 Exam For Dummies
Stock Photo: Cover May Be Different

Series 7 Exam For Dummies

by Steven M. Rice

  • Used
  • good
  • Paperback
Condition
Used - Good
Binding
Paperback
ISBN 10 / ISBN 13
9780470099322 / 0470099321
Quantity Available
1
Seller
HOUSTON, Texas, United States
Seller rating:
This seller has earned a 4 of 5 Stars rating from Biblio customers.
Item Price
$8.94
FREE shipping to USA

Show Details

Description:
For Dummies, 2007-04-09. Paperback. Good.
Item Price
$8.94
FREE shipping to USA
Series 7 Exam For Dummies
Stock Photo: Cover May Be Different

Series 7 Exam For Dummies

by Rice, Steven M

  • New
  • Paperback
Condition
New
Binding
Paperback
ISBN 10 / ISBN 13
9780470099322 / 0470099321
Quantity Available
1
Seller
Houston, Texas, United States
Seller rating:
This seller has earned a 4 of 5 Stars rating from Biblio customers.
Item Price
$19.41
FREE shipping to USA

Show Details

Description:
For Dummies, 2007-04-09. Paperback. New. 8x0x10.
Item Price
$19.41
FREE shipping to USA